SITUATION – The investment banking client with 60+ systems managing trading lifecycle functions for various lines of business, was carrying regulatory risks due to incomplete Sarbanes Oxley (segregation of duties) related procedures. There were a number of possible problems in play which might have facilitated fraudulent activity or enabled trades to be approved by an […]
SITUATION – The client was a national banking group under competitive pressure to automate processes handling new commercial account opening requests made from their web-site. They were using an IBM BPM process management application to handle personal account opening requests and needed to stretch its functionality to also meet the commercial banking requirements. SOLUTION – […]
Here’s a selection of assignments we’ve worked on. You can click on the links below or use the dropdown menu above to read about them in more detail. Process Improvement Analysis – Financial Services Firm Luxembourg Process & Data Analysis – Magic Circle Law Firm London Process & Systems Analysis (GDPR) – Private Construction & […]